Communication Archiving/ Monitoring
Secure preservation and automated oversight of firm communications (email, social, text, video) to meet SEC/FINRA recordkeeping mandates.
From keyword lexicons to LLM-powered surveillance
Archiving and surveillance have historically relied on brittle keyword lexicons that miss context and generate endless false positives. LLM-based surveillance now understands intent, sentiment, and cross-channel context across email, chat, social, and video. This sharply improves true-positive rates on misconduct while cutting compliance review hours.
Quick quiz
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The top software vendors firms use here, and the features those tools actually ship.
Market landscape
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