Operations·Capability hub
Rollover Compliance
Tools that automate fiduciary documentation, cost-comparisons (Form 5500 lookup), and "Best Interest" rationale for IRA rollovers.
What's shifting
From manual disclosures to AI-drafted best-interest rationales
Rollover documentation traditionally meant chasing Form 5500 PDFs and hand-writing fiduciary rationale for each prospect. AI extractors now ingest plan documents and instantly produce side-by-side cost comparisons and PTE 2020-02 narratives. This compresses the rollover workflow from days to minutes while strengthening the fiduciary audit trail.
Product Management Artifacts
Coming soonTeardowns, deep dives, and other product managment artifacts for this capability are on the way.