Role deep-dive· Compliance & platform

🛡️Compliance Technology Analyst — Wealth / RegTech

You implement Actimize transaction monitoring rules at a registered investment advisor acquiring an RIA in Texas, tuning

Sourced from 7 recent JDs · snapshot taken 2026-06-20

Salary Lab · live estimate

What this role pays — by city, years & skill stack

New York · Wall Street + wirehouses + a fintech bench
$82k
$64k$107k median band

Illustrative ranges — calibrated from Levels.fyi, Glassdoor and Robert Half wealth-tech guides. Real offers vary widely by firm, equity, and team. Use this to compare cities & skill stacks, not as a quote.

How the work gets done

The same four lenses we use on every capability and skill page.

We're still mapping this — ping us if you have insight.
Day-in-the-life

Day-in-the-life (sourced from 7 recent JDs)

You implement Actimize transaction monitoring rules at a registered investment advisor acquiring an RIA in Texas, tuning alert thresholds to reduce false-positive rates while maintaining SEC examination readiness.

Top skills for this role

  • Job demand45%
  • Job demand55%
  • Job demand42%
  • Job demand85%
  • Job demand38%
  • Job demand82%

How this role evolves

As advisor-facing agents mature, the work splits into judgment humans keep and execution agents own.

Humans keep doing
  • Regulatory interpretation
  • Conflict-of-interest judgment
  • Exam defense
Agents take over
  • Alert prioritisation
  • Prompt-version archiving
  • First-pass risk flagging
Adjacent future role
🔍Compliance Prompt Auditor

Reviews and signs off on the prompts and tool calls that touch client advice.

Recommended path

How to land — and survive — as a Compliance Technology Analyst — Wealth / RegTech

  1. Step 1 · Free · play now
    Run the Skill DNA drill — see where you stand on KYC / AML triage
    Hands-on drill

    A fast, scenario-based self-assessment. Replayable, no signup, 5–10 minutes. Different from the multiple-choice quizzes further down the page.

  2. Step 2 · Premium · full playbook
    Compliance Technology Analyst — Wealth / RegTech playbook (preview)

    Hand-curated checklists, real templates, and the failure modes nobody documents — see the first 30% free.

    Preview
  3. Step 3 · 1:1 · operator session
    Mock interview with an operator

    30-minute 1:1: role-specific case prompts, portfolio review, and offer-negotiation talk-track.

    Live
Practice & explore

Drills, quizzes, vendor matrix, industry map, and reads — all in one place.

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